1 001 Series 7 Exam Practice Questions For Dummies

Author: Steven M. Rice
Publisher: John Wiley & Sons
ISBN: 1118891643
Size: 77.21 MB
Format: PDF
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1,001 opportunities to practice for the Series 7 Exam This comprehensive study guide takes you beyond the instructionoffered in Series 7 Exam For Dummies, by giving you morepractice and review of the major concepts covered in the exam. Ifyou're prepping to take this intense six-hour exam, 1,001 Series7 Exam Practice Questions For Dummies covers stocks,municipal and corporate bonds, and options—plus rules foracquiring customers and handling accounts and everything else youcan expect to encounter on exam day! This books gives you 1,001 practice opportunities to prepare forthe Series 7 Exam, each question explained by providing a detailed,step-by-step solution. If you're an aspiring financial professional, you'll find allthe practice and helpful guidance you need to succeed!

Series 7 Exam For Dummies

Author: Steven M. Rice
Publisher: John Wiley & Sons
ISBN: 9780470165843
Size: 60.16 MB
Format: PDF
View: 5182
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In order to become a stockbroker and sell securities, you must first pass the Series 7 exam—a 6-hour, 250-question monstrosity. Unlike many standardized tests, the Series 7 exam is harder than it seems, and people who score below 70% must retake the test, having to wait at least a month before retaking it and paying hefty registration fees. Luckily, there’s Series 7 Exam For Dummies—the perfect guide that not only shows you how to think like a financial advisor but also like the test designers. Rather than an all-encompassing, comprehensive textbook, this guide covers only what’s on the test, offering formulas, tips, and basic info you need to study. It empowers you with the ability to think each problem through and get to the bottom of what’s being asked, providing you with everything you need and want to know about: Distribution of profits Types of securities offerings Investing in all types of stock Bond types, prices, yields, and risks Handling margin accounts Characteristics of different investment companies Direct Participation Programs and other types of partnerships Option selling, buying, and trading Security analysis and security markets Packed with valuable information and know-how, this no-nonsense guide provides a full-length practice exam with answers and explanations. A bonus CD with another simulated practice test is also included. Whether you’re preparing to take the test for the first time or the fourth time, Series 7 For Dummies is the book for you! Note: CD-ROM/DVD and other supplementary materials are not included as part of eBook file.

Series 7 Exam For Dummies With Online Practice Tests

Author: Steven M. Rice
Publisher: John Wiley & Sons
ISBN: 1119103762
Size: 39.75 MB
Format: PDF, Mobi
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Take your Series 7 exam preparation to the next level Knowing exactly what to study for any exam is daunting. There's so much information out there, how can you possibly know what will be on the test? Series 7 Exam For Dummies, 3rd Edition with Online Practice Tests is a critical reference if you're prepping for your Series 7 examination. Packed with the latest information associated with this test, as well as proven test-taking strategies that are focused on maximizing your score, this easy-to-use and comprehensive text has been updated to support you in your test taking preparations. The Series 7 exam is no joke — with 250 questions administered in two three-hour blocks, this test is certainly a challenge. Studying for your Series 7 can be intimidating, but with the proper preparation you'll be able to enter the exam room with confidence. Put your knowledge to the test with two full-length practices tests and answers, which include full explanations to improve your understanding of the content Access an additional full-length practice test and other study tools online Leverage proven strategies and tips that will guide you in honing your test-taking skills Build up the confidence you need to enter the exam with self-assurance and start your career as a licensed broker on the right foot Series 7 Exam For Dummies, 3rd Edition with Online Practice Tests is a fundamental resource that guides you through your preparations for the Series 7 exam.

Wiley Series 7 Securities Licensing Exam Review 2019 Test Bank

Author: Wiley
Publisher: John Wiley & Sons
ISBN: 1119553830
Size: 50.58 MB
Format: PDF
View: 6949
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The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds

Wiley Finra Series 7 Exam Review 2017

Author: Wiley
Publisher: John Wiley & Sons
ISBN: 111937975X
Size: 63.39 MB
Format: PDF
View: 4875
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The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds

Pass The 7

Author: Robert Walker
Publisher: First Books
ISBN: 0912301716
Size: 40.36 MB
Format: PDF, ePub
View: 7519
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Do the terms ad valorem, zero-minus tick, and disintermediation give you a headache? Do you need to take the Series 7 exam? If you can answer yes to both of these questions, then you've come to the right place.Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 63, 65/66, 6, and 7 exams, has written this book for those who are about to brave the Series 7 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor.This must-have book guides you through the intricacies of the Series 7 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. In addition to practice questions liberally sprinkled throughout its lessons, Pass the 7 includes study sheets summarizing the lessons, a section devoted to test-taking strategy, and a comprehensive glossary and index.Once you've finished this book, you will be able to take the test with confidence! Companion audio training CDs available online.

So You Flunked The Series 7 Exam

Author: Mark Piantanida
Publisher: CreateSpace
ISBN: 9781489526199
Size: 28.26 MB
Format: PDF, ePub
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For a free preview of the audio files which accompany the book, join the others studying to pass the exam at Facebookcom/soyouflunkedtheseries7exam. The pass rate for the Series 7 exam is approximately 65%. In other words, 1 out of every 3 people that take the exam will not pass. This book and audio set have isolated the section of the exam that many believe to be the single greatest reason for failure of the Series 7 exam- Stock options. These are among the most challenging questions on the Series 7 test. This book explains step-by-step how you can turn some of the toughest test questions into the easiest ones. Learn how to draw simple "mirror image" charts to arrive at the answers to stock options questions in a matter of seconds. Literally. The author has stated..."Although failing the exam can be devastating, candidates MUST realize that they are in a temporary situation. Stock options questions represent the largest portion of this test-roughly 20% of their score. By having the ability to transform them into easy questions puts that 20% in the candidates favor. It's an extreme advantage." Whether you have already taken the Series 7 exam or if you are studying to take it for the first time, this book is a necessity as a companion to your study manual and practice exams.

Mcgraw Hill S 500 Series 7 Exam Questions To Know By Test Day

Author: Esme Faerber
Publisher: McGraw Hill Professional
ISBN: 0071789790
Size: 11.84 MB
Format: PDF, ePub, Mobi
View: 1024
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500 Ways to Achieve Your Highest Score We want you to succeed on the Series 7 exam. That's why we've selected these 500 questions to help you study more effectively, use your preparation time wisely, and get your best score. These questions and answers are similar to the ones you'll find on the Series 7 exam, so you will know what to expect on test day. Each question includes a comprehensive explanation in the answer key for your full understanding of the concepts. Whether you have been studying all year or are doing a last-minute review, McGraw-Hill's 500 Series 7 Exam Questions to Know by Test Day will help you achieve the high score you desire. Sharpen your subject knowledge and build your test-taking confidence with: 500 Series 7 exam questions with answers Clear solutions in the answer key for every problem A format parallel to that of the Series 7 exam