Securities Regulation

Author: Stephen Jung Choi
Publisher: Aspen Publishers Online
ISBN: 0735565511
Size: 37.15 MB
Format: PDF, ePub, Mobi
View: 944
Download
Securities Regulation: The Essentials is part of Aspen's new Essentials Series, which takes a "forest rather than the trees" approach to teaching. This concise paperback concentrates on the fundamentals of Securities Regulation and uses a relaxed, personal style to explain them. Suitable for use with any casebook, this text will help students recognize and understand common themes and will precipitate understanding of the topics under discussion. Written by Stephen J. Choi and A.C. Pritchard, two well-regarded young securities regulation scholars in the country today, this outstanding resource: Begins with an introduction to the role of information in the decision making processes of investors, then takes up various topics in securities regulation using the framework developed in the first part of the text Examines the underlying business problems facing issuers and investors in securities regulation Takes a problem-and-solution approach that allows the professor to ask whether the solution currently provided by the law is the best solution and what alternatives should be considered Students will find the nuts-and-bolts approach of Securities Regulation: The Essentials reassuring and illuminating. Require or recommend this straightforward text for use alongside your casebook and watch student comprehension soar.

Cengage Advantage Books Business Law Today The Essentials Text And Summarized Cases

Author: Roger LeRoy Miller
Publisher: Cengage Learning
ISBN: 1305856538
Size: 36.95 MB
Format: PDF, ePub
View: 7375
Download
Interesting, clear, and applied, BUSINESS LAW TODAY, THE ESSENTIALS: TEXT AND SUMMARIZED CASES, 11E is a concise guide to the law and what it means in the business world -- from contracts and secured transactions to warranties and government regulations. Easy to understand with an engaging writing style that is matched by vibrant visuals, BUSINESS LAW TODAY: THE ESSENTIALS includes coverage of contemporary topics that impact not only the business world, but also the reader’s personal life. The book examines timely issues, such as the financial crisis and its impact on business law, identity theft, immigration law, and diversity issues. Fascinating features and intriguing cases highlight the practicality of the concepts highlighted in the book. Important Notice: Media content referenced within the product description or the product text may not be available in the ebook version.

Cengage Advantage Books Business Law Today The Essentials

Author: Roger Miller
Publisher: Cengage Learning
ISBN: 0324654545
Size: 20.94 MB
Format: PDF, Kindle
View: 5598
Download
Interesting, clear, and applied, BUSINESS LAW TODAY: THE ESSENTIALS is your concise guide to the law and what it means in the business world--from contracts and secured transactions to warranties and government regulations. Easy to understand with an engaging writing style that is matched by vibrant visuals, BUSINESS LAW TODAY includes coverage of contemporary topics that impact not only the business world, but your life--from the USA Patriot Act's effect on constitutional rights to the national Do Not Call registry. Fascinating features and intriguing cases highlight the material's practicality. The text's companion website includes resources to help you study, such as sample answers to the end-of-chapter case problem features; videos clips for use with in-text video questions; Internet exercises; and interactive quizzes for every chapter. Important Notice: Media content referenced within the product description or the product text may not be available in the ebook version.

Securities Industry Essentials Exam For Dummies With Online Practice

Author: Steven M. Rice
Publisher: For Dummies
ISBN: 1119545005
Size: 13.83 MB
Format: PDF, ePub, Docs
View: 730
Download
Get ready to qualify for the security industry job of your dreams The Securities Industry Essentials (SIE) Exam is a new test administered by FINRA beginning in October 2018. This exam is required as a prerequisite to each series level knowledge exam (such as Series 7). If you’re prepping for the exam, you need a trusted resource to ensure your very best performance. Securities Industry Essentials Exam For Dummies with Online Practice gives you everything you need to score high on this important exam. With two practice tests in the book, plus two bonus tests online, you can practice your way to a calm and confident experience on exam day. Take 4 full-length practice tests with answers and full explanations Get 1-year access to practice and tests online Find strategies and tips for breaking into the securities industry Increase your chances of scoring higher SIE scores are expected to be a critical factor in determining qualification to enter the securities industry, so the stakes are high. With the help of this book, you’ll up your chances of breaking into this field and landing your dream job.

Wiley Securities Industry Essentials Exam Review 2019

Author: Wiley
Publisher: Wiley
ISBN: 1119552273
Size: 26.25 MB
Format: PDF, ePub, Mobi
View: 982
Download
Created by the experts at The Securities Institute of America, Inc., Wiley Securities Industry Essentials Exam Review Study Guide 2019 arms you with what you need to score high on the test and pass the SIE Exam. Designed to let you build and fine-tune your knowledge of all areas covered and guarantee that you’re prepared mentally and strategically to take the test.

Essentials Of The Dodd Frank Act

Author: Sanjay Anand
Publisher: John Wiley & Sons
ISBN: 1118028333
Size: 61.43 MB
Format: PDF, ePub, Mobi
View: 4795
Download
An executive overview of the new Financial Regulations Act This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act. One of the first books to provide an executive summary from a compliance perspective Presents responsibilities of senior level executives regarding this new Act Reveals what has changed within the regulatory environment Provides tips and techniques throughout Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.

The Essentials Of Finance And Accounting For Nonfinancial Managers

Author: Edward Fields
Publisher: AMACOM
ISBN: 081441625X
Size: 30.10 MB
Format: PDF, Kindle
View: 1171
Download
Based on the bestselling AMA seminar, a nuts-and-bolts guide to the dollars-and-cents issues that drive your organization! As a department manager, the last thing you want to think about is numbers. But the truth is, that’s the only thing your executives and senior managers are thinking about so it’s crucial to understand key financial information like balance sheets, income statements, cash flow statements, budgets and forecasts, and annual reports. With over 40,000 copies sold, The Essentials of Finance and Accounting for Nonfinancial Managers has long provided readers with insight into the financial fundamentals. It demystifies the role accounting and finance play in a corporation, demonstrates how financial decisions reflect business goals, and shows how managers can connect corporate financial information directly to their own strategies and actions. Now revised to reflect new accounting and financial standards, the second edition includes: Strategies for getting your share of the budget • New case studies and practice sessions • An explanation of Sarbanes-Oxley and its relevance to nonfinancial managers • How to manage cash flow in tough times • Fraud detection tools • An expanded glossary including up-to-the-minute business concepts and terminology • And more

Essentials Of Business Law And The Legal Environment

Author: Richard A. Mann
Publisher: Cengage Learning
ISBN: 1133710913
Size: 52.24 MB
Format: PDF, ePub
View: 6700
Download
ESSENTIALS OF BUSINESS LAW AND THE LEGAL ENVIRONMENT, 11TH EDITION gives your students a complete understanding of business law and today's legal environment with a reader-focused, straightforward approach. Cases are carefully summarized and integrated in order to present both recent legal issues and landmark court decisions in a way that minimizes legal jargon. This edition thoroughly addresses a broad variety of key subjects and ethical issues while covering all business law topics required for success on today's CPA exam. Important Notice: Media content referenced within the product description or the product text may not be available in the ebook version.

Essentials Of Contemporary Business Law

Author: Henry R. Cheeseman
Publisher: Pearson College Division
ISBN:
Size: 75.52 MB
Format: PDF, ePub, Mobi
View: 5280
Download
\\1\textformat=02> The second edition of this internationally focused book is based on the authors' theme of unity in diversity, and encompasses twelve research-based principles that serve as a framework for bringing both global.