Securities Regulation

Author: Stephen Jung Choi
Publisher: Aspen Publishers Online
ISBN: 0735565511
Size: 54.92 MB
Format: PDF
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Securities Regulation: The Essentials is part of Aspen's new Essentials Series, which takes a "forest rather than the trees" approach to teaching. This concise paperback concentrates on the fundamentals of Securities Regulation and uses a relaxed, personal style to explain them. Suitable for use with any casebook, this text will help students recognize and understand common themes and will precipitate understanding of the topics under discussion. Written by Stephen J. Choi and A.C. Pritchard, two well-regarded young securities regulation scholars in the country today, this outstanding resource: Begins with an introduction to the role of information in the decision making processes of investors, then takes up various topics in securities regulation using the framework developed in the first part of the text Examines the underlying business problems facing issuers and investors in securities regulation Takes a problem-and-solution approach that allows the professor to ask whether the solution currently provided by the law is the best solution and what alternatives should be considered Students will find the nuts-and-bolts approach of Securities Regulation: The Essentials reassuring and illuminating. Require or recommend this straightforward text for use alongside your casebook and watch student comprehension soar.

Essentials Of The Dodd Frank Act

Author: Sanjay Anand
Publisher: John Wiley & Sons
ISBN: 1118028333
Size: 58.30 MB
Format: PDF, ePub
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An executive overview of the new Financial Regulations Act This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act. One of the first books to provide an executive summary from a compliance perspective Presents responsibilities of senior level executives regarding this new Act Reveals what has changed within the regulatory environment Provides tips and techniques throughout Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.

Cengage Advantage Books Business Law Today The Essentials Text And Summarized Cases

Author: Roger LeRoy Miller
Publisher: Cengage Learning
ISBN: 1305856538
Size: 43.84 MB
Format: PDF, Docs
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Interesting, clear, and applied, BUSINESS LAW TODAY, THE ESSENTIALS: TEXT AND SUMMARIZED CASES, 11E is a concise guide to the law and what it means in the business world -- from contracts and secured transactions to warranties and government regulations. Easy to understand with an engaging writing style that is matched by vibrant visuals, BUSINESS LAW TODAY: THE ESSENTIALS includes coverage of contemporary topics that impact not only the business world, but also the reader’s personal life. The book examines timely issues, such as the financial crisis and its impact on business law, identity theft, immigration law, and diversity issues. Fascinating features and intriguing cases highlight the practicality of the concepts highlighted in the book. Important Notice: Media content referenced within the product description or the product text may not be available in the ebook version.

Cengage Advantage Books Business Law Today The Essentials

Author: Roger Miller
Publisher: Cengage Learning
ISBN: 0324654545
Size: 74.30 MB
Format: PDF, ePub
View: 2439
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Interesting, clear, and applied, BUSINESS LAW TODAY: THE ESSENTIALS is your concise guide to the law and what it means in the business world--from contracts and secured transactions to warranties and government regulations. Easy to understand with an engaging writing style that is matched by vibrant visuals, BUSINESS LAW TODAY includes coverage of contemporary topics that impact not only the business world, but your life--from the USA Patriot Act's effect on constitutional rights to the national Do Not Call registry. Fascinating features and intriguing cases highlight the material's practicality. The text's companion website includes resources to help you study, such as sample answers to the end-of-chapter case problem features; videos clips for use with in-text video questions; Internet exercises; and interactive quizzes for every chapter. Important Notice: Media content referenced within the product description or the product text may not be available in the ebook version.

Securities Law

Author: Christopher C. Nicholls
Publisher:
ISBN: 9781552214701
Size: 63.98 MB
Format: PDF
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"Much has changed, in the markets and in the world over the decade and a half since the first edition. There have also been vast changes in many of the details of the Canadian securities regulatory environment. Nevertheless, the central themes, topics and structure of securities regulation endure, and so the basic organization of the book is largely unchanged from the first edition. It begins with a very broad general overview of the Canadian capital markets and instruments in Chapter 1 aimed at readers with little or no prior business background. Chapters 2 and 3 then introduce the most fundamental definitions and concepts in Canadian securities law and sketch out the institutional framework within which Canadian securities laws and regulations are promulgated and administered. The chapters that follow, as in the first edition, deal with most of the principal topics covered in a law school course in securities regulation, including the regulatory regime governing dealers, advisers and other registrants (Chapter 4), public offerings (Chapter 6), exempt distributions (Chapter 7), insider reporting and prohibited insider trading (Chapter 8), continuous disclosure (Chapter 9), take-over and issuer bids (Chapter 10), and securities law enforcement (Chapter 11). A new chapter on the history of securities regulation has been added to this edition (Chapter 5), and a host of new, and still developing topics in securities regulation are discussed in Chapter 12, including changes that occurred after the earlier chapters of the book were completed. The status of the nascent Canadian co-operative capital markets regulatory system is among the issues canvassed in Chapter 12, an important and potentially transformative development on which the final word has not yet been written."--

Wiley Securities Industry Essentials Exam Review 2019

Author: Wiley
Publisher: John Wiley & Sons
ISBN: 1119552273
Size: 75.44 MB
Format: PDF
View: 1059
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Created by the experts at The Securities Institute of America, Inc., Wiley Securities Industry Essentials Exam Review Study Guide 2019 arms you with what you need to score high on the test and pass the SIE Exam. Designed to let you build and fine-tune your knowledge of all areas covered and guarantee that you’re prepared mentally and strategically to take the test.

Essentials Of Business Law And The Legal Environment

Author: Richard A. Mann
Publisher: Cengage Learning
ISBN: 1133710913
Size: 25.18 MB
Format: PDF, Mobi
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ESSENTIALS OF BUSINESS LAW AND THE LEGAL ENVIRONMENT, 11TH EDITION gives your students a complete understanding of business law and today's legal environment with a reader-focused, straightforward approach. Cases are carefully summarized and integrated in order to present both recent legal issues and landmark court decisions in a way that minimizes legal jargon. This edition thoroughly addresses a broad variety of key subjects and ethical issues while covering all business law topics required for success on today's CPA exam. Important Notice: Media content referenced within the product description or the product text may not be available in the ebook version.

Essentials Of Contemporary Business Law

Author: Henry R. Cheeseman
Publisher: Pearson College Division
ISBN:
Size: 33.14 MB
Format: PDF, Docs
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\\1\textformat=02> The second edition of this internationally focused book is based on the authors' theme of unity in diversity, and encompasses twelve research-based principles that serve as a framework for bringing both global.